Herbert Walton is the current Head of Compliance at Altruist. Herbert was previously the Chief Compliance Officer at TradeStation Securities from August 2004 to June 2021.
Herbert Walton has a certification from the Financial Industry Regulatory Authority in Series 7.
They are on a team with Darrick Rousseau - Head of Growth, Ellie Kibbe - Director, Product Design, and Pete Dorsey - Chief Strategy & Revenue Officer. Herbert Walton reports to Jason Wenk, CEO, Founder. A direct report to Herbert Walton is and Gabriel Kleiner - Senior Director, Compliance.
Current role