Herbert Walton

Head of Compliance at Altruist

Herbert Walton is the current Head of Compliance at Altruist. Herbert was previously the Chief Compliance Officer at TradeStation Securities from August 2004 to June 2021.

Herbert Walton has a certification from the Financial Industry Regulatory Authority in Series 7.

They are on a team with Darrick Rousseau - Head of Growth, Ellie Kibbe - Director, Product Design, and Pete Dorsey - Chief Strategy & Revenue Officer. Herbert Walton reports to Jason Wenk, CEO, Founder. A direct report to Herbert Walton is and Gabriel Kleiner - Senior Director, Compliance.

Timeline

  • Head of Compliance

    Current role

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