Torie Yamamoto has worked in the financial industry for over 12 years. Torie started their career as a Senior Advertising Analyst at National Planning Corporation (NPC). Torie then spent 5 years as a Team Lead, OSJ Supervision at Cetera Advisor Networks LLC. In January 2018, they joined Cetera Financial Group as a Sr. Analyst, Ad Review. Torie left Cetera in April 2019 to join Aspiration as a Compliance Officer. Yamamoto is currently the Director of Compliance at Altruist.
Torie Yamamoto has a Bachelor of Arts from the University of California, Los Angeles in Psychology. Torie also has certification from FINRA in Series 24, 53, 66, and 7.
and Valery Guinto - Senior Compliance Associate reports to Torie Yamamoto. Torie Yamamoto reports to Gabriel Kleiner, Senior Director, Compliance.
Current role