Torie Yamamoto

Director of Compliance at Altruist

Torie Yamamoto has worked in the financial industry for over 12 years. Torie started their career as a Senior Advertising Analyst at National Planning Corporation (NPC). Torie then spent 5 years as a Team Lead, OSJ Supervision at Cetera Advisor Networks LLC. In January 2018, they joined Cetera Financial Group as a Sr. Analyst, Ad Review. Torie left Cetera in April 2019 to join Aspiration as a Compliance Officer. Yamamoto is currently the Director of Compliance at Altruist.

Torie Yamamoto has a Bachelor of Arts from the University of California, Los Angeles in Psychology. Torie also has certification from FINRA in Series 24, 53, 66, and 7.

and Valery Guinto - Senior Compliance Associate reports to Torie Yamamoto. Torie Yamamoto reports to Gabriel Kleiner, Senior Director, Compliance.

Links

Previous companies

Cetera Financial Group logo

Timeline

  • Director of Compliance

    Current role

  • Advertising Compliance Officer

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