Julie Wakefield is an experienced compliance professional with extensive expertise in the financial services sector. Currently serving as Compliance Manager at Avantax Wealth Management℠ since November 2004, Julie oversees communication review, compliance training programs, and policy management, while also managing compliance projects for new technology initiatives. Previously, as Client Service and Compliance Manager at The Financial Source Group - Baird Management Corporation, Julie developed and implemented essential policies and procedures for broker/dealer and investment advisory functions. Julie's career began at Southwest Securities as an Administrative Assistant in Investment Management Services, contributing to the development of investment advisory programs. Julie holds educational credentials from Texas A&M University.
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