Jason F.

Jason F. is a compliance and risk management expert with extensive experience in the financial services sector. Currently serving as Vice President-Manager of Compliance and Risk Management at MUFG since February 2021, Jason specializes in transactional conflicts of interest for investment banking across the Americas and international entities. Jason's career includes a distinguished tenure in the U.S. Army Reserves, retiring as a Lieutenant Colonel after 35 years of service, along with various compliance leadership roles in firms such as Carr, Riggs & Ingram and Esposito Securities. With licenses including FINRA S24, S65, S63, S8, S7, S53, S4, and an MBA in Finance from St. Mary's University, Jason possesses a robust understanding of regulatory compliance within the financial industry.