Brian has more than twenty five years’ experience in financial services, working in both equities and money markets before joining the UK’s first Securities regulator in 1988. In 1994, he joined HSBC where for the next 23 years he enjoyed an international career in various Compliance roles - notably investment banking sales, trading, research, conflicts management and conduct before moving into a more operational role, establishing Compliance in an outsourced/service delivery environment that supported 35,000 staff. More recently he has led various regulatory compliance transformation initiatives.
Brian holds a BA Honours in Economics and a Securities Institute Diploma.
May, 2019 - present