Frances A. has extensive experience in compliance and operations within the financial services industry. Currently serving as a Compliance Branch Examiner at Park Avenue Securities since 2018, Frances A. was previously an Agency Compliance Officer at National Planning Corporation from 2014 to 2018. Prior experience includes roles as Director of Operations for Planning Consultants Group at Guardian Life (2010-2014), Operations Manager at both Penn Mutual (2008-2009) and Nationwide Financial (2007-2008). Frances A. holds an MBA in Business Administration from Florida International University (2000-2002) and a Certificate in Biblical Studies from IBAO (2011-2013).
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