Sue Harrington

Sue Harrington is a seasoned compliance professional with extensive experience across multiple financial institutions. Currently serving as a Compliance Analyst at Principal Financial Group since March 2023, Sue previously held the position of Senior Compliance at Guideline from October 2021 to February 2023, where responsibilities included managing AML/KYC reviews and vendor due diligence. Prior experience includes a Compliance Consultant role at John Hancock Financial Services, focusing on supervisory procedures and compliance reporting, and positions at MFS Investment Management that involved both strategic alliance management and ERISA compliance. Earlier career roles at Mercer and Putnam Investments encompassed ERISA compliance and retirement plan administration, while experience at State Street included mutual fund administration and client representation. Sue graduated with a Bachelor's degree in Liberal Arts and Sciences from Bentley University and obtained a certificate in Paralegal Studies from Boston University Metropolitan College.