Annie Sullivan

Annie is a compliance specialist with Private Advisor Group. She joined the company in 2013 after interning with the compliance and transitions services departments, where she developed a strong understanding of PAG’s supervisory process.

“Clients put a lot of trust in our advisors to help them grow their assets,” she says. “They’re essentially trusting them with their entire livelihoods. That’s why PAG works so hard to sustain our culture of compliance. Keeping advisors informed and compliant with changing requirements minimizes risk for everyone involved.”

Annie lives in Bedminster, New Jersey, where her ambition to help others extends into her personal life. In addition to donating her time at Good Grief, a non-profit that provides support groups for grieving children and families, she is pursuing training to help victims of domestic violence.