Rockefeller Capital Management
Heather Philip is a seasoned finance and compliance professional currently serving as Senior Vice President at Rockefeller Capital Management since July 2021. With extensive experience at J.P. Morgan as a Supervisory Manager, Heather supervised a substantial team of financial advisors and staff, ensuring compliance with FINRA regulations. Prior roles include Partner at Yogaspace, Registered Principal at Ameriprise Financial, and Compliance Supervisor at American Express Financial Advisors, where Heather implemented compliance policies and analyzed sales practices. Earlier career experience includes managing special projects at the National Academy Foundation. Heather holds a BA in International Political Science and Hungarian from Middlebury College.
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