Eric Kleinschmidt is a Senior Principal Consultant and Outsourced Chief Compliance Officer with nearly 30 years of combined compliance and operations management experience in the financial services industry. Currently serving as Chief Compliance Officer for registered investment advisers, Eric has developed customized compliance programs focused on risk mitigation. Previously, Eric held roles as CFO/Treasurer for '40 Act mutual funds and ETFs and various director-level positions overseeing fund accounting and client services. Eric has also been instrumental in managing operational workflows, regulatory compliance, and technology implementations while authoring key policies and procedures. Eric is pursuing a Bachelor of Science in Finance from La Salle University.
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