Joan Jiang is a compliance professional with over 20 years of experience in the investment management, investment advisory, and broker-dealer industries. Joan possesses extensive knowledge of the 1940 Act, Investment Advisory Compliance, and U.S. and Cayman Islands AML laws. Previously, Joan served as Chief Compliance Officer at Indaba Capital Management and Managing Director of Investment Management Compliance at Charles Schwab Investment Management. Joan currently studies International Relations and Affairs at the University of California, Davis, while continuing to work as a Principal Consultant at ACA Group.
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