JH

Jonathan Heimarck

Compliance Officer

Jonathan Heimarck possesses extensive experience in compliance and operations within the financial services industry, having held various roles from 1990 to the present. Notable positions include Compliance Surveillance Analyst at RBC Capital Markets, Senior Compliance Officer at Edward Jones, and Operations Manager at CSC Credit Services. Jonathan's responsibilities have spanned advertising review, suitability, surveillance, and conducting field audits at multiple firms, including Transamerica Retirement Solutions and United Planners Financial Services. Additionally, experience at Questar Capital involved centralized supervision and risk management. Educational credentials include a BA in Political Science from Concordia College and additional studies at the University of Minnesota Law School.

Location

Phoenix, United States

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