Lisa Walker

Outsourced Chief Compliance Officer

Lisa Walker is an accomplished compliance and operations executive with extensive experience in the financial services sector. Currently serving as the Outsourced Chief Compliance Officer at ACA Group since October 2022, Walker advises clients in private equity and alternative investments while developing compliance policies and procedures. Prior roles include Chief Operations and Risk Officer at Oxford Financial Group, where oversight of a $26 billion RIA was achieved, and earlier positions as COO and CCO at both Comerica Asset Management Group and World Asset Management, managing significant assets under management and compliance functions. Walker has also contributed to compliance leadership at H & R Block Financial Advisors and Stifel Nicolaus & Company, further establishing a robust career dedicated to regulatory adherence and operational excellence across various financial entities. Educational qualifications include a Bachelor's Degree in Business Management from Western Governors University and undergraduate studies in Business Administration from Maryville University of Saint Louis.

Location

Indianapolis, United States

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