DT

Daniel Toca

Associate Director

Daniel Toca is an experienced finance and compliance professional with a robust career spanning over a decade. Currently serving as Associate Director at AllianceBernstein since October 2019, Daniel has previously held notable positions including Vice President - Compliance Manager at J.P. Morgan from July 2015 to October 2019, and Associate roles at both Goldman Sachs and J.P. Morgan. Early career experience includes Compliance Officer at David Lerner Associates, Legal Extern at FINRA, and internships at Hofstra Law Securities Arbitration Clinic and with attorney Anthony LoPresti. Daniel holds a Doctor of Law (JD) in Banking, Corporate, Finance, and Securities Law from the Maurice A. Deane School of Law at Hofstra University and a Bachelor of Arts in Business/Managerial Economics from St. Francis College.

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