Matt Odom

Compliance Manager

Matt Odom is currently the Compliance Manager at Ally Invest Advisors, where they lead discussions on compliance testing and develop comprehensive test plans to assess regulatory controls. Previously, they served as a Senior Analyst at Ally, focusing on enterprise compliance testing, and held roles at MassMutual and Merrill Lynch, where they specialized in account suitability and handled complex trades. Matt began their career as a Financial Services Representative at ETRADE, excelling in client retention during the financial crisis. They are pursuing a Bachelor of Science degree in Business Administration/Finance at Winthrop University.

Location

Charlotte, United States

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