Alternative Regulatory Solutions, LLC (ARS) is a compliance consulting firm providing expert regulatory services to Municipal Advisors, Broker-Dealers, Bank Dealers, and RIA's. 

Founded by industry veteran Kimberly McManus, ARS delivers comprehensive compliance solutions including regulatory filings and registration management, written supervisory procedures, surveillance programs, anti-money laundering training, audit and regulatory exam support, and expert witness services.

As the largest provider of outsourced Municipal Advisor compliance solutions, ARS serves clients nationwide- from large national institutions to regional and boutique firms- helping them navigate regulatory requirements and achieve compliance success.

Our team brings over 75 years of combined experience in fixed income compliance and audit, with deep expertise in the municipal market.

Alternative Regulatory Solutions

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