Owen Lo, FRM, has extensive experience in compliance roles across various well-known financial institutions. Owen served as a Compliance Officer at CICC and BNP Paribas CIB, focusing on compliance testing for sales, trading, and corporate finance businesses, and working collaboratively with stakeholders to address control deficiencies. After a stint as a Staff Accountant at EY and an Associate position at Hong Kong Exchanges and Clearing Limited, Owen took on the role of Market Compliance Manager at ANZ, advising on regulatory requirements within the FICC business and monitoring regulatory changes. Currently, Owen is the Business Governance & Control Manager at ANZ, emphasizing non-financial risk transformation and conducting assessments on the Hong Kong Branch. Owen holds a Master's degree in Economics from the University of Warwick and a Bachelor's degree in Mathematics with Economics from the University of Leicester, supplemented by a conversion program in Professional Accounting from The Hong Kong Polytechnic University.
This person is not in the org chart
This person is not in any teams
This person is not in any offices