Andrew Epstein

Andrew Epstein has extensive experience in compliance and regulatory roles within the financial industry. Andrew has worked as a Director of Marketing & Product Compliance at AssetMark since 2017, providing oversight and management guidance. Prior to that, they served as an AML Compliance Consultant at Visa and a Compliance Consultant at Wells Fargo. From 2014 to 2016, Epstein worked as a Compliance Officer at Sanctuary Wealth Services and as a Compliance Consultant at AE Advisory and Silver Lake. Andrew also held the role of Managing Director and Chief Compliance Officer at BondDesk Group LLC from 2011 to 2013, where they played a significant part in establishing trading departments and designing trading systems. Their career in compliance began in 1980 at Charles Schwab / Schwab Institutional, where they served as the Director of Fixed Income and Equities Trading Compliance for nearly three decades until 2008.

Andrew Epstein earned a Bachelor of Arts (BA) degree in Political Economy from the University of California, Berkeley. The specific start and end year for this education are not provided.