Andrew Epstein has extensive experience in compliance and regulatory roles within the financial industry. Andrew has worked as a Director of Marketing & Product Compliance at AssetMark since 2017, providing oversight and management guidance. Prior to that, they served as an AML Compliance Consultant at Visa and a Compliance Consultant at Wells Fargo. From 2014 to 2016, Epstein worked as a Compliance Officer at Sanctuary Wealth Services and as a Compliance Consultant at AE Advisory and Silver Lake. Andrew also held the role of Managing Director and Chief Compliance Officer at BondDesk Group LLC from 2011 to 2013, where they played a significant part in establishing trading departments and designing trading systems. Their career in compliance began in 1980 at Charles Schwab / Schwab Institutional, where they served as the Director of Fixed Income and Equities Trading Compliance for nearly three decades until 2008.
Andrew Epstein earned a Bachelor of Arts (BA) degree in Political Economy from the University of California, Berkeley. The specific start and end year for this education are not provided.
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AssetMark
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AssetMark, formerly Genworth Wealth Management, is a leading strategic provider of innovative investment and consulting solutions serving independent financial advisors. They provide investment, relationship and practice management solutions that advisors use in helping clients achieve wealth, independence and purpose. They serve those advisorswho make a difference in the lives of their clients. Often, that's about financial independence. They craft their offering around each advisor's vision so that you can manage clients' wealth with thoughtful purpose. The firm has approximately $22 billion in assets on its platform and a history of innovation spanning over 20 years.