Bob Malcolm

Manager, MFDA Tier 1 Compliance at Aviso Wealth

Bob Malcolm has a wealth of experience in the financial industry, having worked as a Compliance Officer at Pattison Financial & FundEX, Chief Operating Officer at Legacy Associates Inc, and currently serving as the Manager of MFDA Compliance at Aviso Wealth. Bob has been in the industry for over two decades and has held various key roles within different organizations.

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Peers

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Timeline

  • Manager, MFDA Tier 1 Compliance

    June, 2020 - present

  • Regional Branch Compliance Manager

    March, 2010

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