Niall O.

Senior Manager - Risk & Compliance COO - Investment Services at Aware Super

Niall O. has extensive work experience in the field of risk management and compliance. Niall is currently working at Aware Super as the Manager Line 1 Operational Risk & Compliance - Advice. In this role, they are responsible for managing and assessing business risk controls, leading the uplift of business controls for compliance obligations, and conducting incident reporting and root cause analysis. Prior to this, Niall worked at Westpac Group and AMP as a Senior Risk Manager and Risk Manager, respectively. Niall also has experience at National Australia Bank and Commonwealth Bank, where they served as an Operational Risk & Assurance Consultant and Risk Consultant, respectively. Niall has a strong background in management assurance, operational risk, and compliance, with skills in vendor supplier security assessment and analysis of compliance obligations. Niall has also worked in various roles at Westpac Group, Commonwealth Bank, Rabobank Australia & New Zealand, IP Global Ltd, and the United Nations Human Rights. Overall, Niall has a diverse range of experience in risk management and compliance across different industries.

Niall O. has a diverse education history with a focus on professional management and finance. In 2007-2008, they attended the University of Adelaide and completed the PMP - Professional Management Program, earning a Professional Management Accreditation from the University of Adelaide Business School. In 2012, they pursued a Certificate in Financial Markets Operations at Australian Custodial Services, specializing in banking and finance. In 2005, they obtained a Graduate Certificate in Financial Services from TAFE SA, covering areas such as banking, corporate finance, and securities law. Additionally, in 1986, they attended the University of London, although the degree obtained is unspecified. In 2019, Niall O. completed the AWS Certified Solutions Architect - Certificate at Charles Sturt University, focusing on cloud business services as a solutions architect.

Niall O. also possesses several additional certifications. In 2020, they obtained certifications in FNSFMK505 (Financial Services Legislation and Industry Codes of Practice), FNSINC502 (Assessing financial products and services vulnerability to money laundering and CTF), and FNSRSK502 (Assessing Risks money laundering and CTF) from Mentor Education. Furthermore, in 2002, they became a Certified Targeted Selection Interviewer through DDI Asia Pacific International Ltd. Niall O. also holds certifications in RG 105 Responsible Manager - Custody and RG 206 Australian Credit Licensing, acquired from the Australian Prudential Regulation Authority, although the specific dates of completion are unknown.

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