Jeffrey Plummer

Jeffrey Plummer is a seasoned compliance professional with extensive leadership experience in highly regulated environments. Currently serving as the Senior Vice President and Chief Compliance Officer at Axos Securities, Jeffrey manages compliance professionals supporting multiple broker-dealers and investment advisors. Previously, Jeffrey held key compliance leadership roles at PayPal and TD Ameritrade, where responsibilities ranged from regulatory relations to anti-money laundering investigations. Educated with a Master of Business Administration in Finance from Bellevue University and a Bachelor of Science in Business Administration in Finance from the University of Nebraska-Lincoln, Jeffrey has cultivated a strong background in compliance and regulatory matters throughout a diverse career. Additionally, Jeffrey is an entrepreneur as the owner of a StretchLab franchise, offering wellness services.