Axos Clearing LLC, formerly COR Clearing LLC, is a full-service clearing firm focused on the success of our introducing broker-dealer and registered investment advisor correspondents. For more than 15 years we’ve been providing flexible clearing solutions focused on empowering our correspondents to grow their businesses.

Business Development

Axos® Clearing, A Subsidiary of Axos Financial

Axos® Clearing, A Subsidiary of Axos Financial's headquarters in Omaha, NE, United States

This department focuses on the creation and management of new products and innovations to drive business growth.

Product Development

The Leadership Team at Axos Clearing LLC is responsible for setting strategic direction, ensuring regulatory compliance, overseeing key operational functions, and driving business growth. This team, which includes roles such as the President, Chief Compliance Officer, and SVP of Clearing Operations, collaboratively works to implement innovative clearing solutions, manage risk, and support the success and expansion of their broker-dealer and registered investment advisor correspondents.

Leadership Team

The Product Management team at Axos Clearing is responsible for developing and executing product strategies that drive innovation and efficiency for clearing solutions. They work closely with broker-dealer and investment advisor correspondents to understand their needs, oversee product lifecycle management, and ensure the company’s offerings empower these correspondents to grow their businesses effectively.

Product Management

The Risk and Compliance Team at Axos® Clearing ensures regulatory adherence and mitigates financial risks by monitoring and analyzing transactions for fraudulent activities, money laundering, and market risks. This team, comprised of compliance officers, risk analysts, and specialized fraud analysts, works diligently to implement robust risk management frameworks and ensure the company operates within legal and ethical boundaries.

Risk and Compliance Team

The Tax and Accounting team at Axos Clearing is responsible for managing financial records, ensuring accurate tax reporting, and optimizing cost basis calculations to support regulatory compliance and fiscal efficiency. They handle billing, oversee financial transformations, and provide guidance on tax-related matters, facilitating smooth operations for our broker-dealer and investment advisor correspondents.

Tax And Accounting

The Operations Team at Axos Clearing is responsible for overseeing and ensuring the smooth execution of key operational functions, including clearing services, alternative investments, account transfers, and overall service and operations management. This team focuses on providing flexible, efficient solutions to empower introducing broker-dealers and registered investment advisor correspondents to grow their businesses effectively.

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Other teams

Leadership Team

Product Management

Risk and Compliance Team

Tax And Accounting

Operations Team