JD

Joseph DeVivo

Director Head of America’s Equities Compliance

Joseph DeVivo is an experienced Director at Barclays, where they serve as the Head of America’s Equities Compliance. With a demonstrated history in the investment banking industry, Joseph has held various leadership roles, including Vice President Co. Head of America’s Surveillance at Goldman Sachs and Director of Equities Advisory Compliance at Deutsche Bank Securities. They have developed strong skills in Securities, Prime Brokerage, Trading Systems, Securities Regulation, and Sales and Trading. Joseph earned a Bachelor of Science in Finance and Economics from Fairleigh Dickinson University and is an alumnus of Montclair Immaculate Conception High School.

Location

New York City Metropolitan Area, United States

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