Andrew White, MBA, CRPC®, currently serves as Vice President of BRx ECS Trade Surveillance & Regulatory Reporting Solutions and Vice President of BRx ECS Regulatory Compliance Consulting Service at Broadridge since January 2020. Previous experience includes an interim director role at the Financial Information Forum in mid-2020, and positions such as Agency Supervisory Principal and Financial Planner at Charter Oak Financial from 2016 to 2019, and Financial Planner at Ameriprise Financial Services, Inc. from 2015 to 2016. White's earlier career features compliance roles at KCG Holdings, Inc. and FINRA, where responsibilities included Surveillance Director for Market Regulation and compliance oversight. White began as an Equities Market Maker and NYSE Member at LaBranche & Co. Andrew holds an MBA from NYU Stern School of Business and a Bachelor of Arts in Political Science from Fairfield University, along with other educational credentials.
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