Roy Garofano

Roy Garofano is an experienced financial services professional with a specialization in product management and operations within the trade settlement domain. Currently serving as Lead Product Manager at Broadridge since November 2017, Roy also held the position of Senior Product Manager within the same company. Prior to this, Roy was Vice President at MUFG from November 2016 to November 2017 and worked at Broadridge in a conversion role for a brief period in 2016. At RBC Capital Markets & Securities from June 2003 to January 2016, Roy served as Associate Director of Operations, overseeing fixed income trade margin and settlements, while managing a sizable team to optimize operational performance and risk mitigation. Roy's career began at INVESTEC ERNST & COMPANY, where responsibilities included managing settlement processes. Roy holds a BBA in Finance from Baruch College, attained in 1996.