WC

Winnie Chan

Travel Rule Quality Assurance Principal Associate at Capital One

Winnie Chan is an accomplished professional with extensive experience in quality assurance and client service within the financial sector. Currently serving as the Travel Rule Quality Assurance Principal Associate at Capital One since February 2017, Winnie has successfully managed issue resolution, KYC requirements, training programs, and compliance partnerships, leading to a significant increase in productivity. Previously, Winnie held multiple Vice President positions at J.P. Morgan from 2011 to 2016, overseeing teams in the FIG Insurance and FIG Global Funds Group while enhancing client service processes. Early experience includes a role as an Explainer at the New York Hall of Science and an internship at J.P. Morgan. Winnie holds an MBA in International Business and a Bachelor of Science in Management from St. John's University.

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Timeline

  • Travel Rule Quality Assurance Principal Associate

    July, 2022 - present

  • KYC Team Lead/workflow Coordinator

    February, 2017