AB

Alex Beiting

Director, Compliance Surveillance at Carson Group

Alex Beiting has considerable work experience in compliance and financial investigations. Alex currently holds the position of Director of Compliance Surveillance at Carson Group since May 2023. Prior to this, Alex worked at FIS as a Sales Solutions Consultant - Senior from May 2020 to May 2023. From February 2019 to May 2020, Alex was the Director of Financial Investigations Unit at Securities America Inc. Before that, they served as the Financial Investigations Unit Manager from August 2014 to January 2019. Alex also gained experience as a Surveillance Analyst and Rep Relations Specialist at Securities America Inc. from 2012 to 2014 and from 2008 to 2012, respectively. Additionally, they served as a Board Member and 2nd Vice President at Ollie Webb Center, Inc. from October 2017 to May 2020. Alex's early professional experience includes serving in the United States Marine Corps as a Sgt. USMC OIF 9.1 and Engineer from 2009 to 2010 and from 2004 to 2009, respectively.

Alex Beiting completed their Bachelor of Business Administration degree with a focus on Finance and Banking at the University of Nebraska at Omaha from 2006 to 2008. Prior to that, they studied General Studies at Metro Community College from 2004 to 2005.

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  • Director, Compliance Surveillance

    May, 2023 - present

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