Bryan Upp

Sr. Director Compliance, Cboe Global Markets / Chief Compliance Officer, Cboe Trading at Cboe

Bryan Upp has over 20 years of experience in compliance roles within the financial industry. Bryan started their career in 1997 at a Broker Dealer, where they worked in compliance until 2001. From 2001 to 2011, Bryan worked as a Senior Compliance Examiner at the Financial Industry Regulatory Authority (FINRA). Since 2011, they have been with Cboe Global Markets, where they currently hold the position of Sr. Director Compliance and Chief Compliance Officer for Cboe Trading.

Bryan Upp earned a Bachelor of Science (B.S.) degree in Business Administration and Management from The University of Kansas School of Business between 1992 and 1996.

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Timeline

  • Sr. Director Compliance, Cboe Global Markets / Chief Compliance Officer, Cboe Trading

    June, 2011 - present