Tom Walsh

Tom Walsh is an experienced Floor Surveillance Analyst at Cboe Global Markets, where responsibilities include monitoring trading activity in the Cboe VIX and SPX trading crowds, tracking floor trading violations, and producing reports and process improvement documentation. Walsh has expanded surveillance roles post-COVID and has a history of significant contributions to trading compliance and regulatory discussions. Previously held positions include Associate Principal Analyst and Senior Investigator at FINRA, where on-the-record interviews and case summaries were part of the role, along with ongoing trading activity monitoring. Walsh began a career in 1994 as a Market Maker at Cboe, focusing on market-making and risk management. Educational background includes a Bachelor of Science in Industrial Engineering from the University of Illinois Urbana-Champaign.