CE Records is a fully automated online solution that makes it easy for financial services companies and their agents and advisors to track, manage and report continuing education (CE) credits so they can meet regulatory and designation compliance with confidence and ease.

Our enterprise offering allows management and compliance to see the entire company and individual agent and advisor status at a glance. Users can report completion to compliance and regulators and respond to audits instantly with a click of a button. CE Records is not a course provider but instead works with all course providers, dealers and mutual fund companies to ensure all credits from all providers can be tracked in one place and efficiently allocated to all licence and designation requirements.

CE Records

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