Cetera Financial Group is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States.

Finance

Cetera Financial Group

Cetera Financial Group's headquarters in El Segundo, CA, United States

Michael Durbin

Todd Mackay

Joseph Neary

Jeffrey Buchheister

Mike Ragunas

Garrett Merrill

Elyssa Lamoureux

Jennifer Hanau

Keyur Desai

Amy Morrison

Merrill Varghese

Ron Krueger

Jenifer Kerr

Lisa Gok

Tom Gooley

Michael Zuna

Michael Ragunas

Gary Michel

Sid Ramakrishnan

Tony Salewski

Ben Brigeman

Lori Hardwick

Marten Hoekstra

The Leadership Team at Cetera Financial Group is responsible for strategic direction and operational excellence within the organization. Comprising senior executives from various functions, including operations, marketing, finance, and technology, this team collaborates to develop initiatives that enhance service delivery to affiliates, drive innovation, and align organizational goals with market needs. Their collective expertise ensures effective governance, risk management, and talent development, fostering a culture of inclusivity and operational efficiency across the company.

Leadership Team

The Human Resources and Compliance team at Cetera Financial Group is responsible for fostering a diverse and inclusive workplace while ensuring adherence to regulatory standards within the financial services industry. They manage talent acquisition, employee onboarding, and HR operations, while also overseeing compliance protocols and regulatory examinations to safeguard the organization’s integrity and efficacy. This team plays a crucial role in aligning the company’s human resources strategies with its overall business objectives, promoting a culture of continuous improvement and risk management.

Human Resources and Compliance

The Information Technology and Development team at Cetera Financial Group is responsible for designing, developing, and maintaining technological solutions that enhance operational efficiency and support the needs of its affiliates. This multidisciplinary team, led by senior executives and skilled professionals, focuses on application development, IT strategy, security services, and business intelligence. They ensure the organization's IT infrastructure is robust, secure, and aligned with the company’s strategic objectives.

Information Technology and Development

The Marketing and Communications team at Cetera Financial Group is responsible for developing and implementing strategies that enhance the company's brand visibility and engagement across various channels. This team collaborates on growth marketing initiatives, manages public relations efforts, and creates compelling content to communicate the value of Cetera’s services to clients and affiliates. By leveraging their expertise, they aim to drive business growth and strengthen relationships within the financial community.

Marketing and Communications

The Investment Management team at Cetera Financial Group focuses on delivering tailored investment strategies and solutions for independent broker-dealers and their clients. Comprising a diverse group of investment professionals, the team analyzes market trends, manages portfolios, and collaborates with wealth managers to ensure optimal asset allocation and growth. Their efforts enhance the overall investment offerings and support the financial goals of affiliates across the organization.

Investment Management

The Financial Analysis and Planning team at Cetera Financial Group is responsible for providing in-depth financial insights and strategic analysis to support decision-making across the organization. This team evaluates financial performance, develops budgets, forecasts, and financial models, and ensures alignment with corporate goals, all while supporting the various affiliates within the broker-dealer network. They play a critical role in driving financial planning initiatives and enhancing overall financial efficiency.

Cetera Financial Group

Org chart

Board & advisors

Teams

Leadership Team

Human Resources and Compliance

Information Technology and Development

Marketing and Communications

Investment Management

Financial Analysis and Planning

Offices

Cetera Financial Group

Org chart

Board & advisors

Teams

Leadership Team

Human Resources and Compliance

Information Technology and Development

Marketing and Communications

Investment Management

Financial Analysis and Planning

Offices

Related companies