Sumit Goel

Senior Business Conduct Compliance Examiner at CIRO

Sumit Goel has extensive experience in the financial industry, with roles ranging from Account Manager at RBC Royal Bank to General Manager at CIBC. Currently, Sumit serves as a Senior Business Conduct Compliance Examiner at CIRO / OCRI, overseeing examination modules, training BCC Examiners, and drafting examination reports. Sumit has a strong educational background with degrees from the Canadian Securities Institute and Saint Mary's University.

Links

Previous companies

CIBC logo
Royal Bank of Canada logo

Timeline

  • Senior Business Conduct Compliance Examiner

    March, 2022 - present