CIRO
Sumit Goel has extensive experience in the financial industry, with roles ranging from Account Manager at RBC Royal Bank to General Manager at CIBC. Currently, Sumit serves as a Senior Business Conduct Compliance Examiner at CIRO / OCRI, overseeing examination modules, training BCC Examiners, and drafting examination reports. Sumit has a strong educational background with degrees from the Canadian Securities Institute and Saint Mary's University.
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CIRO
Canadian Investment Regulatory Organization (CIRO) is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.