NP

Nathan Perrone

Chief Compliance Officer, Global Equities & Ashler Capital

Nathan Perrone currently serves as the Chief Compliance Officer for Global Equities & Ashler Capital at Citadel since June 2024. Prior to this role, Nathan held various compliance positions in the finance sector, including Equities Advisory Compliance at Millennium from December 2018 to May 2024, and Electronic Trading Compliance at UBS between May 2014 and November 2018, where responsibilities included managing compliance frameworks for algorithmic trading and retail market making. Other noteworthy roles include serving as Director at Morgan Stanley, leading regulatory inquiries, and performing surveillance for market manipulation at NYSE. Nathan holds a J.D. from Brooklyn Law School and a B.A. in Political Science and History from the University of Connecticut.

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