Rob joined Commonwealth in March 2004, working first in Direct Investments and later in Compliance. As the chief regulatory affairs officer, he leads and manages the Regulatory Affairs Unit and oversees management of the Supervisory Controls Unit.
Rob received his BS in criminal justice from Northeastern University and his MBA from Babson College. In addition, Rob holds the Certified Regulatory and Compliance Professional™ (CRCP™) designation, as well as a number of FINRA registrations.
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