Stephanni Sharp is a seasoned compliance professional with extensive experience in the financial services industry. Currently serving as a Compliance Advisor at Commonwealth Financial Network since September 2021, Stephanni previously held various compliance and operational roles at Independent Financial Group, LLC from May 2016 to 2021, including Compliance Analyst and Supervision Analyst. Responsibilities encompassed industry regulation adherence, trading activity surveillance, new account approvals, and support in various broker-dealer functions. Stephanni's career began at Commonwealth Financial Network in 2014, focusing on account establishment and maintenance. Prior to entering the finance sector, Stephanni worked as a Sales Manager at Hyatt Regency Mission Bay Spa & Marina. A graduate of San Diego State University with a Bachelor's degree in Hospitality Administration/Management, Stephanni combines hospitality expertise with compliance acumen in the financial sector.
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