Merging technology, consulting and education, COMPLY helps clients navigate the ever-changing regulatory environment. Their portfolio of firms includes ComplySci, RIA in a Box, National Regulatory Services (NRS) and illumis, whose more than 7,000 clients include some of the world’s largest financial institutions. 

Finance

Information Technology

Risk & Compliance

COMPLY

COMPLY's headquarters in New York, NY, United States

Michael J. Stanton

Jeff Hilk

Danielle Schlar

Arin Chassine

Wendy W.

Max Mejiborsky

Gayle Nixon

Jack van Arsdale

Deepak Kaimal

David Bliss

Wendy Werve

Stephen Marsh

Sejal Pietrzak

The Leadership Team at COMPLY is responsible for steering the company’s strategic vision and ensuring alignment across all functions. Comprising key executives from diverse areas such as technology, legal, customer experience, and operations, the team works collaboratively to drive innovation, enhance client service, and navigate regulatory challenges, ensuring that COMPLY remains a leader in the compliance technology and consulting space.

Leadership Team

The Customer Success and Support team at COMPLY is dedicated to ensuring that clients maximize their experience with the company's regulatory solutions. This team focuses on onboarding new clients, managing renewals, providing ongoing support, and fostering relationships to ensure customer satisfaction and retention. By understanding client needs and delivering tailored support, they help clients effectively navigate the regulatory landscape.

Customer Success and Support

The Product Management and Marketing team at COMPLY is responsible for driving the development and promotion of innovative regulatory solutions across the organization's portfolio. This team collaborates closely to understand client needs, develop product strategies, and create compelling marketing campaigns that effectively communicate the value of COMPLY's offerings to the financial services sector. Their efforts ensure that clients are equipped with the tools and knowledge necessary to navigate compliance challenges in a dynamic regulatory landscape.

Product Management and Marketing

The Finance and Compliance team at COMPLY ensures the company's financial operations align with regulatory requirements while providing strategic oversight on compliance matters. They analyze financial data, develop compliance policies, and advise on regulatory changes, thereby safeguarding the organization's integrity and supporting clients in navigating complex regulations effortlessly.

Finance and Compliance

The Human Resources and People Operations team at COMPLY is dedicated to fostering a positive workplace culture and ensuring that employees have the resources and support they need to thrive. This team manages recruitment, onboarding, and employee development initiatives while leveraging data to enhance HR processes. They also focus on compliance and organizational effectiveness, aligning talent strategies with the company’s regulatory consulting and technology services.

Human Resources and People Operations

The Sales and Business Development team at COMPLY is responsible for driving revenue growth by acquiring new clients and expanding relationships with existing ones. They leverage their deep understanding of regulatory solutions to identify and engage potential customers, manage strategic accounts, and ensure seamless sales operations. This team collaborates closely with other departments to create tailored solutions that meet the unique needs of financial institutions navigating complex compliance landscapes.

COMPLY

Org chart

Board & advisors

Teams

Leadership Team

Customer Success and Support

Product Management and Marketing

Finance and Compliance

Human Resources and People Operations

Sales and Business Development

Offices

COMPLY

Org chart

Board & advisors

Teams

Leadership Team

Customer Success and Support

Product Management and Marketing

Finance and Compliance

Human Resources and People Operations

Sales and Business Development

Offices

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