At ComplyLens, we specialise in empowering financial institutions to navigate the complex landscape of Surveillance and Monitoring controls. Our consultants have years of experience working closely with leading surveillance product vendors to provide cutting-edge solutions that help our clients stay compliant, minimise risk, and safeguard their reputation in the financial services industry. 

We have a strong focus on:
- Risk Assessments, especially Market Abuse (our MARA Product)
- Trade Surveillance
- Communication Surveillance 
- AML Transaction Monitoring and 
- Sanctions Screening

Our Expertise:

- Market Abuse Risk Assessments - Our purpose-built system helps streamline the process across desks and regions.

- Trade Surveillance: We're at the forefront of advising on the latest products that leverage advanced analytics and machine learning to detect potential market abuse, insider trading, and manipulation. Our consultants bring many years of hands-on experience helping firms monitor trading patterns, volumes, and other relevant data points, offering proactive insights into regulatory compliance.

- Communication Surveillance: We assist clients in implementing effective controls to capture, archive as well as monitor electronic communications for potential misconduct. Our consultants have hands-on experience in implementing systems that flag key phrases, patterns, and trends, ensuring early detection of non-compliant behaviour or regulatory violations.

- AML Transaction Monitoring: We help clients deploy robust controls that scan transactions for unusual patterns, high-risk entities, and red flags related to money laundering activity. 

- Sanctions Screening: Ensuring compliance with international sanctions regimes is crucial. We guide our clients on adopting the right controls to screen transactions against lists of sanctioned entities and countries.

Get in Touch:
Ankur.Mehta@ComplyLens.com


Banking

Consulting

FinTech

Risk & Compliance

ComplyLens Limited

This department conducts research and ensures adherence to regulatory standards.

ComplyLens Limited

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Research and Compliance

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ComplyLens Limited

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Research and Compliance

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