Charlie Lam

Chief Operating Officer at Conning

Charlie Lam has over a decade of work experience, with a focus on compliance and tax. Charlie most recently served as the Director of Compliance at Conning since December 2017. Prior to that, they were a Senior Manager of Compliance at Manulife Asset Management from July 2015 to November 2017. Charlie also worked as a Compliance Manager at BEA Union Investment Management Limited from April 2013 to June 2015 and as a Compliance Senior Officer at Phillip Securities (Hong Kong) Limited from January 2012 to April 2013. Charlie began their career as a Tax Associate at PwC from January 2008 to March 2010.

Charlie Lam earned a Bachelor of Professional Accounting degree from Macquarie University in 2008. In 2010, they attended The Chinese University of Hong Kong and obtained a Master of Laws (LLM) degree with a field of study in Law. Additionally, Charlie completed the CPA Australia Program to become a Certified Public Accountant.

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