Kim Ryan

Kimberly Ryan is a Senior Regulatory Compliance and financial operations professional currently serving as Associate Director at Compliance Risk Concepts since April 2023. Kimberly's previous experience includes roles as Chief Financial Officer and FINOP at DAI Securities, LLC, where responsibility encompassed managing financial filings and securing licenses for broker/dealer operations from April 2018 to April 2023. Prior to that, Kimberly held a dual role as Controller at Secure Asset Management, LLC, and President and FINOP at Aurora Securities from April 2016 to March 2018, overseeing financial operations and advising on acquisitions. Kimberly's career also includes serving as Chief Financial Officer and FINOP at Concorde Investment Services, where efforts focused on establishing a broker/dealer business through engagement with FINRA, and as Operations Manager at Concorde Financial Group, managing client relationships and reporting. Kimberly holds a Bachelor of Business Administration in Finance from Oakland University and Baker College.