Patrick Spiroff

Patrick Spiroff is a seasoned compliance professional with extensive experience in the financial sector, currently serving as an Independent Contractor at Compliance Risk Concepts since September 2023 and a Freelance Regulatory Consultant at PGS Consultant LLC since March 2023. Spiroff has held significant roles such as Chief Compliance Officer for Futures Division at Wedbush Securities and Chief Compliance Officer at notable firms including DV Trading LLC, C&H Option Trading Inc., and Chopper Trading, LLC. With a foundational background in compliance risk management, Spiroff has successfully established and enhanced supervisory compliance systems across various organizations, ensuring adherence to regulations and facilitating operational transitions to modern trading practices. Spiroff holds a Bachelor of Business Studies from Grand Valley State University.