Scott Brown

Scott Brown is currently employed at Compliance Risk Concepts as an Associate Director/Financial & Operations Principal, where duties involve reviewing broker dealer records and financial statements for compliance with regulatory rules. With previous experience at FINRA as a Principal Examiner for Options and Futures, and at the Chicago Board Options Exchange as a Chief Examiner, Brown has a strong background in financial industry regulation. Additionally, his role as an Associate Examiner at NASD involved conducting financial audits of member firms. Brown holds a Bachelor of Arts degree in Economics from Queens College.