James Gates is a seasoned Compliance and Operations leader with over 24 years of experience in financial services, including wealth management and fintech. Currently serving as the Head of Product Operations at Ctrl-Alt, they previously held key roles such as UK Head of Compliance at Shares and Head of Compliance & Ops at RMG Wealth Management. James began their career in back office operations at Gerrard and has since developed expertise in compliance, risk management, and process development. They completed a successful FCA competency interview in 2023 and hold several FCA registrations.
Location
London, United Kingdom
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