James Gates is a seasoned Compliance and Operations leader with over 24 years of experience in financial services, including wealth management and fintech. Currently serving as the Head of Product Operations at Ctrl-Alt, they previously held key roles such as UK Head of Compliance at Shares and Head of Compliance & Ops at RMG Wealth Management. James began their career in back office operations at Gerrard and has since developed expertise in compliance, risk management, and process development. They completed a successful FCA competency interview in 2023 and hold several FCA registrations.
This person is not in the org chart
This person is not in any teams
This person is not in any offices