DFP Partners
Casey M. has a diverse work experience. In 2012, they started as a Baseball Agency Intern at The Legacy Agency. They then worked as a Baseball Operations Intern for the Tampa Bay Rays from 2014 to 2014. In 2015, Casey M. became an International Baseball Operations Ex-Pat for Major League Baseball. In 2016, they worked as an Independent Contractor for ZEGA Financial, LLC, focusing on business development and marketing. Finally, in 2017, Casey M. joined DFP Partners, first as a Senior Contract Administrator and later transitioning to the position of Director of Legal & Internal Compliance in December 2018.
Casey M. received a Bachelor of Arts (B.A.) degree in International Business from Rollins College, from the year 2005 to 2009. Afterward, Casey M. pursued a Doctor of Law (J.D.) degree at New York Law School from 2010 to 2013. Additionally, Casey M. obtained the certification of Florida State Attorney from The Florida Bar in June 2017 and the certification of New York State Attorney from the New York State Bar Association in January 2017. There is no information provided regarding any field of study for the Doctor of Law degree.
DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.