DFP Partners
John Cullinane has a wealth of experience in the financial industry, with their most recent role being the Senior Managing Director/ Partner at DFP Partners since June 2011. In this position, they have managed compliance programs for broker-dealers, developed and updated procedure manuals, conducted annual compliance meetings, and facilitated membership applications for clients. Prior to this, they worked as a Senior Manager at Deloitte from June 2010 to May 2011. John also held the position of Divisional Compliance Director, Eastern Division at Morgan Stanley Smith Barney Inc. from June 2005 to February 2010, where they directed and supervised a team in reviewing accounts and ensuring compliance. John'searlier experience includes roles as a Principal Compliance Examiner at the New York Stock Exchange from October 1999 to June 2005, a Compliance Examiner at the National Association of Securities from July 1997 to October 1999, and in the operations department at Brown Brothers Harriman & Co from January 1993 to June 1997.
John Cullinane obtained a B.S. Degree in Business, Management, and Finance from Brooklyn College in 1996.
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DFP Partners
For over 40 years, DFP Partners has been a committed ally to Broker-Dealers, Registered Investment Advisers, and other financial services firms looking for accounting and compliance services. During that time, we’ve built a team of dynamic accountants and consultants who bring their exceptional energy and imagination to each of our client’s challenges. We a pledge to always serve the best interests of our clients above anything else. At DFP Partners, we know our clients are entrepreneurs with little time to wrestle with the intricacies of securities regulation. That’s why we’ve built our business around managing your regulatory burdens as if they are our own — freeing you to focus on what you do best. Our offerings include, compliance consulting, registration services, accounting and tax support, and outsourced principal roles such as, Financial and Operations Principal (FinOp), Chief Compliance Officer (CCO), Chief Financial Officer (CFO) and Principal Operations Officer (POO). Additionally, we provide independent anti-money laundering testing, cybersecurity procedures and training, and branch inspection programs. We can also manage your new or continuing membership applications.