Ian Buxton is a highly experienced professional who has held various senior audit roles in well-known financial institutions such as DFSA, HSBC, GE Capital, Royal Bank of Scotland, Investec, Lloyds TSB Bank plc, and Deloitte. Ian is currently the Head Of Internal Audit at DFSA and has a background in areas such as validation & assurance, audit management, risk management, and relationship management. Ian has a BA (Hons) degree in Economics / Management Studies from the University of Leeds.
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Dubai Financial Services Authority (DFSA)
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The DFSA is the independent regulator of financial services conducting in or from the DIFC, a purpose-built financial free-zone in Dubai, UAE. The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange. In addition to regulating financial and ancillary services, the DFSA is responsible for supervising and enforcing Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) requirements applicable in the DIFC to the individuals and firms it regulates. The DFSA also exercises delegated enforcement powers under the DIFC Companies Law. The DFSA also exercises delegated enforcement powers under the DIFC Companies Law.