Carol Troxclair

AFC & Compliance Officer

Carol Troxclair (CRCP®) is an experienced compliance professional currently serving as an AFC & Compliance Officer at DWS Group since September 2023. Prior to this role, Carol owned and operated Troxclair Consulting, providing compliance consultation and developing educational resources for the financial services industry from April 2021 to September 2023. With a foundational career at NRS - National Regulatory Services from 2005 to 2021 as a Subject Matter Expert in compliance, Carol excelled in creating exam preparation content and leading training initiatives. Earlier experience includes serving as Chief Compliance Officer and Senior Vice President at Investors Resources Group, Inc., as well as developing compliance tracking software for Dearborn Financial. Carol holds a Bachelor's degree in International Business from American InterContinental University and has obtained the Certified Regulatory and Compliance Professional designation from The Wharton School.

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