David Somers II, Esq. is an experienced compliance professional and attorney with over 20 years in the financial services industry, currently serving as the Chief Compliance Officer & AMLCO at Easterly Securities LLC. Previously, Somers held various compliance roles at firms such as Advest, Inc. and Cigna, where they managed regulatory compliance programs and provided expert advisory services. Somers possesses subject matter expertise in FINRA broker-dealer regulation, SEC investment adviser regulations, and state securities laws. They are licensed with FINRA and are a member of the National Society of Compliance Professionals. Somers is currently pursuing a Juris Doctor at Western New England University School of Law and a B.S. in Business Management at Bentley University.
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