Ray Coniglio

Ray Coniglio has extensive experience in financial crime compliance and investigations, having held various positions in the field since 2005. Initially serving as a Compliance Manager at AXA US, Ray supervised market surveillance and managed compliance with regulatory requirements. Ray's expertise further developed as Senior Manager of the FINRA 3120 Exam Team, where oversight of operational and product service center examinations took place. As Lead Manager of AML Investigations at Equitable, responsibilities included overseeing anti-money laundering functions across multiple departments. Earlier roles include consulting for AXA Equitable Life and Equitable Life Insurance Co., focusing on enhanced due diligence and high-risk customer screening processes. Ray holds a Bachelor's degree in Business Administration with a concentration in Finance from St. John's University and is registered with FINRA, possessing Series 7 and Series 24 licenses.