Barbara Balfe

Barbara Balfe is a seasoned compliance professional currently serving as Compliance Manager at Arcus Investment Limited since August 2024. In this role, responsibilities include maintaining the Compliance Manual, conducting post-trade compliance checks, and assisting with regulatory reporting such as FATCA and CRS. Prior to this, Barbara worked at Evercore as a Compliance Analyst, overseeing the AML/KYC process and managing compliance training and reporting. Experience also includes roles at Houlihan Lokey, UBS Investment Bank, Rothschild, and Aukett Fitzroy Robinson, primarily as an Executive Assistant. Barbara holds an Advanced Certificate in Accounting from Kaplan Financial and has further educational credentials from King's College London and The Chartered Institute for Securities & Investment.