Mike Quinn

Mike Quinn is currently an Executive Director at EY US Financial Services Organization, specializing in Financial Accounting and Advisory Services within Assurance. With a strong background in Broker-Dealer Compliance and Operations, Mike emphasizes regulatory adherence and transparent financial reporting. They began their career at Ernst & Young in 1987 as a senior manager, moving on to ING Barings as Director of Operations, and later served as COO at UBS Wealth Management Americas. Since returning to EY in 2016, Mike has led strategic initiatives to address industry changes and continues to apply their extensive expertise in the financial services sector. Mike is a licensed CPA with the NYSCPA and holds a FINRA Series 27 certification.